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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-08 |
| NE | RA | APPROVED | 2018-11-30 |
Branch Locations
13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Omaha | NE | 04/2006 | 11/2018 |
| Wells Fargo Advisors Llc | Omaha | NE | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 11/2016 | 11/2018 |
| Ubs Financial Services Inc | Omaha | NE | 11/2018 | Present |
BASEBALL CARD SALES; NON INV RELATED; ELKHORN, NE; OWNER; START: 11/1/16; 5 HRS/MO; 0 DURING TRADING; DUTIES: BUY & SELL CARDS ON EBAY. BANISTER LEADERSHIP ACADEMY, NOT INV RELATED, OMAHA, NEB, START: 2/1/2018, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: DISCUSS IMPROVEMENT Bishops Sportscards / 18660 westfield plaza apt 117 Omaha,ne 68130 / Sole Proprietorship/ Other baseball cards / I buy and sell sports cards online through EBay / Proprietor / owner / / buy, and sell through EBay / Start Date 10/1/2012 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-07 |
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