Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-08
CA RA APPROVED 2008-11-19
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • CA RA
    APPROVED
    Since 2008-11-19

Branch Locations

2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States

660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Long Beach CA 07/2008 03/2020
Ameriprise Financial Services, Llc Irvine CA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Voya Reliastar; 08/23/2019; Fixed Annuity / Midland National; 10/14/2019; . Business Ownership; Know Money LLC; Owner; Financial Literacy and Education; 4859 West Slauson, #335, Los Angeles, CA, 90056; Not Investment-Related; 08/22/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Financial Literacy; basic financial literacy with non-profit partnership; PO Box to be established, ,; ; 03/24/2015; 1 to 9 hours per month; 0 during trading hours / Chapter Treasurer for the NFLPA Former Players LA Chapter; Chapter Treasurer for the NFLPA Former Players LA Chapter; 1133 20th St NW, , Washington, DC, 20036; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-18
  • S66 Uniform Combined State Law Examination
    2008-11-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor