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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-12
  • TX RA
    APPROVED
    Since 2022-08-12

Branch Locations

16633 N. Dallas Pkwy., Ste. 350, Addison, TX 75001-6899 • United States

4411 98Th St, Lubbock, TX 79424-5062 • United States

701 S. Taylor St Lb-120, Amarillo, TX 79101 • United States

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Amarillo TX 09/2007 08/2022
Wells Fargo Advisors Llc Amarillo TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Amarillo TX 11/2016 08/2022
Ameriprise Financial Services, Llc Lubbock TX 08/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-08-18
    Amarillo, TX
    Amarillo, TX
    Austin, TX
    Lubbock, TX
    Amarillo, TX
    San Antonio, TX
    Austin, TX
    Fort Worth, TX
    Lubbock, TX
  • 2009-04-14 → 2011-01-03
    Wells Fargo Investments, Llc
    Amarillo, TX
    Amarillo, TX
    Amarillo, TX
Other Businesses

Outside Employment; Centennial Bank; Wealth Advisor - Investments and Insurance.; ; 4411 98th St., , Lubbock, TX, 79424; Investment-Related; 08/12/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-13
  • S66 Uniform Combined State Law Examination
    2009-04-13
Other Names
  • Ches Edward Phelps
  • Chesley Edward Phelps
  • Chesley Edward Phelps
  • Chesley E. Phelps
  • Chesley Phelps
  • Ches E. Phelps
  • Ches Phelps

View on SEC IAPD

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