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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED_RES | 2019-03-29 |
| IL | RA | APPROVED | 2016-12-15 |
Branch Locations
750 E Warm Springs Rd Ste 300, Las Vegas, NV 89102 • United States
9415 W Flamingo Rd, Las Vegas, NV 89147 • United States
7030 S Durango Drive, Las Vegas, NV 89119 • United States
10610 Southern Highlands Pkwy, Las Vegas, NV 89141 • United States
9935 South Eastern Ave, Las Vegas, NV 89183 • United States
11590 South Eastern Ave, Henderson, NV 89052 • United States
6505 N Buffalo Dr, Las Vegas, NV 89131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Streamwood | IL | 08/2008 | 12/2016 |
| J.P. Morgan Securities Llc | Wheaton | IL | 10/2012 | 12/2016 |
| Lpl Financial Llc | Las Vegas | NV | 12/2016 | Present |
| Zions Bancorporation, N.A. | Las Vegas | NV | 04/2020 | Present |
1. 04/16/2019 - Spay Neuter Illinois Pet Society, NFP - investment related - Address for Non-Profit to be determined - Non-Profit Board Member - start date:04/17/2019 - 4 hrs/mo - 0 hrs during trading. 2. 5/12/2020 - NSB Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2020 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-04 |
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