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Cory Colgan

J.P. Morgan Securities LLC

Westlake Village, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-15
CA RA APPROVED 2025-09-12
  • TX RA
    APPROVED_RES
    Since 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-12

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Los Angeles CA 08/2008 09/2025
Wells Fargo Clearing Services, Llc Granada Hills CA 11/2016 09/2025
Jpmorgan Chase Bank, N.A. Westlake Village CA 09/2025 Present
J.P. Morgan Securities Ll Westlake Village CO 09/2025 Present
  • 08/2008 → 09/2025
    Wells Fargo Bank, N.A.
    Los Angeles, CA
  • 11/2016 → 09/2025
    Wells Fargo Clearing Services, Llc
    Granada Hills, CA
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
  • 09/2025 → Present
    J.P. Morgan Securities Ll
    Westlake Village, CO
Previous Registrations
  • 2017-08-30 → 2025-09-11
    Wells Fargo Clearing Services, Llc
    Granada Hills, CA
    Chatsworth, CA
    Los Angeles, CA
    Westlake Village, CA
    Tarzana, CA
    Studio City, CA
    Encino, CA
    Minneapolis, MN
    Westlake Village, CA
    Tarpon Springs, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-29
S63 Uniform Securities Agent State Law Examination 2008-09-24
  • S65 Uniform Investment Adviser Law Examination
    2017-08-29
  • S63 Uniform Securities Agent State Law Examination
    2008-09-24
Other Names
  • Cory Colgan
  • Cory Joseph Colgan

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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