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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-07
  • PA RA
    APPROVED
    Since 2020-01-07

Branch Locations

100 Northpointe Circle Suite 301, Seven Fields, PA 16046 • United States

Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-12-19
  • PA RA
    APPROVED
    Since 2014-12-19

Branch Locations

100 Northpointe Circe, Seven Fields, PA 16046 • United States

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community College Of Allegheny County Pittsburgh PA 10/2012 09/2018
Lpl Financial Llc Seven Fields PA 07/2013 Present
Good Life Advisors, Llc Seven Fields PA 11/2014 Present
Previous Registrations
  • 2013-07-22 → 2014-12-31
    Seven Fields, PA
    Morristown, NJ
  • 2010-07-07 → 2013-07-22
    Waddell & Reed
    Pittsburgh, PA
Other Businesses

(1) 2/2/2015: REGISTERED INVESTMENT ADVISOR HYBRID - GOOD LIFE ADVISORS, LLC - STARTED 01/07/2015 - INVESTMENT RELATED - 160 HOURS PER MONTH DURING TRADING - SEVEN FIELDS, PA. (2) 08/24/2015 - SEVEN FIELDS WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/17/2015 - 120 HRS/MO DURING SECS TRDG HRS. (3) 02/05/2016 * Good Life IA * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/02/2016 * 8 HRS/MO DURING SECS TRDG HRS. (4) 06/23/2016 * Seven Fields Wealth Management * Registered Investment Advisor DBA * (hybrid) Seven Fields Wealth Management * INV REL * 100 Northpointe Circle, Suite 301 Seven Fields, PA 16046 * IARs associated with your RIA also securities-registered with LPL Financial? YES b. Is this RIA also a DBA of your LPL business? YES c. As a reminder, send the ADV Part 1, 2 and Client Agreement to Advisory Compliance if you haven¿t already done so. -Done * START 08/24/2015 * 160 HRS/MO DURING SECS TRDG HRS. (5) 7/3/2018 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/14/2018 - 10 Hours Per Month/10 Hours During Trading. (6) 3/13/2019 - BGA Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/10/2018 - 20 Hours Per Month During Securities Trading. (7) 2/12/2020 - NSS Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/07/2020 - 5 Hours Per Month During Securities Trading. (8) 6/5/2020 - Krause Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/29/2020 - 5 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-28
S63 Uniform Securities Agent State Law Examination 2008-09-25
  • S65 Uniform Investment Adviser Law Examination
    2010-06-28
  • S63 Uniform Securities Agent State Law Examination
    2008-09-25
Designations
Other Names
  • Christopher Rondinelli
  • Chris Rondinelli

View on SEC IAPD

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