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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-07 |
Branch Locations
100 Northpointe Circle Suite 301, Seven Fields, PA 16046 • United States
1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-12-19 |
Branch Locations
100 Northpointe Circe, Seven Fields, PA 16046 • United States
1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community College Of Allegheny County | Pittsburgh | PA | 10/2012 | 09/2018 |
| Lpl Financial Llc | Seven Fields | PA | 07/2013 | Present |
| Good Life Advisors, Llc | Seven Fields | PA | 11/2014 | Present |
(1) 2/2/2015: REGISTERED INVESTMENT ADVISOR HYBRID - GOOD LIFE ADVISORS, LLC - STARTED 01/07/2015 - INVESTMENT RELATED - 160 HOURS PER MONTH DURING TRADING - SEVEN FIELDS, PA. (2) 08/24/2015 - SEVEN FIELDS WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/17/2015 - 120 HRS/MO DURING SECS TRDG HRS. (3) 02/05/2016 * Good Life IA * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/02/2016 * 8 HRS/MO DURING SECS TRDG HRS. (4) 06/23/2016 * Seven Fields Wealth Management * Registered Investment Advisor DBA * (hybrid) Seven Fields Wealth Management * INV REL * 100 Northpointe Circle, Suite 301 Seven Fields, PA 16046 * IARs associated with your RIA also securities-registered with LPL Financial? YES b. Is this RIA also a DBA of your LPL business? YES c. As a reminder, send the ADV Part 1, 2 and Client Agreement to Advisory Compliance if you haven¿t already done so. -Done * START 08/24/2015 * 160 HRS/MO DURING SECS TRDG HRS. (5) 7/3/2018 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/14/2018 - 10 Hours Per Month/10 Hours During Trading. (6) 3/13/2019 - BGA Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/10/2018 - 20 Hours Per Month During Securities Trading. (7) 2/12/2020 - NSS Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/07/2020 - 5 Hours Per Month During Securities Trading. (8) 6/5/2020 - Krause Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/29/2020 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-25 |
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