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Inactive

Joyce Ann Smith

Asset Management Strategies, Inc.

Lafayette, IN

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Current Employers
Asset Management Strategies, Inc.

450 E. 96Th Street Suite 500, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-01-10
  • IN RA
    APPROVED
    Since 2018-01-10

Branch Locations

100 Saw Mill Road Suite 3300, Lafayette, IN 47905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluesafe Financial Lafayette IN 01/2016 Present
Lpl Financial, Llc Lafayette IN 01/2016 02/2017
Center For Wealth Planning Advisors, Inc Lafayette IN 12/2016 02/2017
  • 01/2016 → Present
    Bluesafe Financial
    Lafayette, IN
  • 01/2016 → 02/2017
    Lpl Financial, Llc
    Lafayette, IN
  • 12/2016 → 02/2017
    Center For Wealth Planning Advisors, Inc
    Lafayette, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-19
  • S66 Uniform Combined State Law Examination
    2017-06-19

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
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J.P. MORGAN SECURITIES LLC

Other Investors

MICHAEL L NIEMCZYK
Travis Michael Brown
Rick J Melone
STEPHEN WAYNE OSTROWSKI
RYAN MICHAEL CURTIS
GREGORY J HILGENBERG
BRIAN RONALD BUDIL
CAROLYN KATHERINE Rowland

Other Offices

MICHAEL NIEMCZYK ASSOCIATES, INC. · GRAYSLAKE, IL
EDWARD JONES · GRAYSLAKE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Grayslake, IL
PNC WEALTH MANAGEMENT LLC · GRAYSLAKE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hainesville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grayslake, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Grayslake, IL

More in Lafayette, IN

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