Martin M Maffei

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-03-05
TX	RA	APPROVED_RES	2018-02-24

CT RA
APPROVED

Since 2018-03-05
TX RA
APPROVED_RES

Since 2018-02-24

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Greenwich	CT	07/2008	02/2018
Ubs Financial Services Inc.	Stamford	CT	02/2018	Present

07/2008 → 02/2018

Fidelity Investments

Greenwich, CT
02/2018 → Present

Ubs Financial Services Inc.

Stamford, CT

Previous Registrations

2012-08-16 → 2018-03-04

Strategic Advisers Llc

Fairfield, CT

Scarsdale, NY

Fairfield, CT

Other Businesses

3 Sibling LLC / United States / 26 Stiles Lane / Greenwich / CT / United States / 06831 / / No / Partnership / / Other / investments in equities of various sectors / investments / Active / Partner / / passive / 1 / No / No / No / No / Start Date 12/28/2015 / / No / / No / / Yes / Yes / 33 / / Yes / Greenwich, CT / No / / No / / family / No /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-22

S66 Uniform Combined State Law Examination

2009-01-22

Designations

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews