Charles Lawrence Goldman

Palm Beach Gardens, FL

Palm Beach Gardens, FL

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-25
TX	RA	APPROVED	2024-03-22

FL RA
APPROVED

Since 2024-03-25
TX RA
APPROVED

Since 2024-03-22

Branch Locations

Palm Beach Gardens, FL • United States

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Worcester	MA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Worcester	MA	11/2016	03/2024
Morgan Stanley Smith Barney Llc	Palm Beach Gardens	FL	03/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2024	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Worcester, MA
11/2016 → 03/2024

Wells Fargo Clearing Services, Llc

Worcester, MA
03/2024 → Present

Morgan Stanley Smith Barney Llc

Palm Beach Gardens, FL
04/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2008-11-12 → 2024-04-02

Wells Fargo Clearing Services, Llc

Worcester, MA

Palm Beach Gardens, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-24

S66 Uniform Combined State Law Examination

2008-10-24

Other Names

Chuck Goldman

View on SEC IAPD

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