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Michael William Holl

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-14
CA RA APPROVED 2022-12-12
  • TX RA
    APPROVED
    Since 2022-12-14
  • CA RA
    APPROVED
    Since 2022-12-12

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management Llc San Diego CA 10/2011 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 12/2022 Present
Bank Of America, N.A. San Diego CA 01/2023 Present
Previous Registrations
  • 2011-10-12 → 2022-12-20
    Harrisdirect Llc
    Arlington, VA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
  • 2009-06-01 → 2011-10-11
    Morgan Stanley
    Rancho Sante Fe, CA
    Carlsbad, CA
  • 2008-11-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rancho Sante Fe, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-20
  • S66 Uniform Combined State Law Examination
    2008-10-20
Other Names
  • Michael W Holl

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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