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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2019-12-13
TX RA APPROVED 2019-12-13
  • ME RA
    APPROVED
    Since 2019-12-13
  • TX RA
    APPROVED
    Since 2019-12-13

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boston MA 06/2009 12/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 12/2019
Ubs Financial Services, Inc. Boston MA 12/2019 Present
  • 06/2009 → 12/2019
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 01/2015 → 12/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 12/2019 → Present
    Boston, MA
Previous Registrations
  • 2009-06-01 → 2019-12-18
    Boston, MA
  • 2008-10-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boston, MA
Other Businesses

1. Rental Property; Investment related Yes; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Dec/2017; During business hours: 0; After business hours: 0; I am buying a rental property and renting it out 2. Rental Property; Investment related Yes; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1; Renting out current home. 3. Reuben Fink / United States / 236 Commercial St, Boston, MA 02109 / Sole Proprietorship / Real Estate / Renting a house. Landlord / finding someone to fix something if anything goes wrong in the house / Investment in Company?: YES; 100 / Authority to Make Investment Decisions?: YES / Start Date 1/1/2019 4. 542 Commercial Street / United States / 542 Commercial Street, Boston, MA 02109 / Ownership of rental property - 542 Commercial Street, Boston MA / Landlord of property / Receive Compensation?: YES / Investment in Company?: YES; 100% / Start Date 12/1/2017 5. R and L.F. , newtonmaUnited States-02465, RentaL real estate , plan to rent primary residence if i move, Real Estate, rent primary, rent primary residence when moverent primary residence when move, start date-6/10/2025, Investment related-Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-17
  • S66 Uniform Combined State Law Examination
    2008-10-17

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