Inactive

Charlotte Rowena Faulkner

Odlum Brown Usa Investment Management Limited

Vancouver, British Columbia

Claim This Profile

Current Employers

Odlum Brown Usa Investment Management Limited

1100-250 Howe Street, Vancouver, British Columbia V6C 3S9 • Canada

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-07-20
TX	RA	APPROVED_RES	2018-01-11
CO	RA	APPROVED	2017-05-03
AZ	RA	APPROVED	2016-09-09
FL	RA	APPROVED	2012-11-20
CT	RA	APPROVED	2009-01-15
CA	RA	APPROVED	2006-06-30
ME	RA	APPROVED	2006-06-30
WA	RA	APPROVED	2006-06-30

NC RA
APPROVED

Since 2021-07-20
TX RA
APPROVED_RES

Since 2018-01-11
CO RA
APPROVED

Since 2017-05-03
AZ RA
APPROVED

Since 2016-09-09
FL RA
APPROVED

Since 2012-11-20
CT RA
APPROVED

Since 2009-01-15
CA RA
APPROVED

Since 2006-06-30
ME RA
APPROVED

Since 2006-06-30
WA RA
APPROVED

Since 2006-06-30

Branch Locations

1100-250 Howe Street, Vancouver, British Columbia V6C 3S9 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Odlum Brown Usa Investment Management Limited	Vancouver, Bc		11/2005	Present
Odlum Brown Limited	Vancouver, Bc		01/1994	Present

11/2005 → Present

Odlum Brown Usa Investment Management Limited

Vancouver, Bc
01/1994 → Present

Odlum Brown Limited

Vancouver, Bc

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-29

S65 Uniform Investment Adviser Law Examination

2006-06-29

View on SEC IAPD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor