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Lindsay S Heller

J.P. Morgan Securities LLC

Summit, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-08
TX RA APPROVED 2022-08-08
  • NJ RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED
    Since 2022-08-08

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. New York NY 07/2008 12/2021
Farther Finance, Inc. New York NY 12/2021 03/2022
J.P. Morgan Securities Llc Summit NJ 04/2022 Present
  • 07/2008 → 12/2021
    Goldman, Sachs & Co.
    New York, NY
  • 12/2021 → 03/2022
    Farther Finance, Inc.
    New York, NY
  • 04/2022 → Present
    J.P. Morgan Securities Llc
    Summit, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-08
S66 Uniform Combined State Law Examination 2011-03-30
  • S65 Uniform Investment Adviser Law Examination
    2022-08-08
  • S66 Uniform Combined State Law Examination
    2011-03-30
Other Names
  • Lindsay Solomon
  • Lindsay J Solomon
  • Lindsay Jane Solomon
  • Lindsay Jane Heller
  • Lindsay Solomon Heller

View on SEC IAPD

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Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
OPPENHEIMER & CO. INC. · SUMMIT, NJ

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