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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2017-03-30 |
Branch Locations
Fort Worth, TX • United States
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 06/2011 | Present |
| Tiaa | Frisco | TX | 06/2011 | Present |
UBER POSITION: Driver NATURE: Uber is a transportation company with an application that allows passengers to hail a ride and drivers to charge fares and get paid. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/30/2022 ADDRESS: 1455 Market Street ste 400, San Francisco CA 94103, United States DESCRIPTION: Uber is a transportation company with an application that allows passengers to hail a ride and drivers to charge fares and get paid.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-12 |
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