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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-23 |
| CA | RA | APPROVED | 2024-03-08 |
Branch Locations
Redondo Beach, CA • United States
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank N.A. | Rolling Hills Estates | CA | 06/2006 | 09/2022 |
| Rodan And Fields Dermatologist | San Francisco | CA | 02/2012 | 07/2018 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2012 | 09/2022 |
| First Republic Investment Management, Inc | Los Angeles | CA | 09/2022 | Present |
| First Republic Securities Company, Llc | Los Angeles | CA | 09/2022 | 09/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-08 |
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