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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-14
UT RA APPROVED 2017-11-03
ND RA APPROVED 2017-01-14
IA RA APPROVED 2014-08-20
CA RA APPROVED 2012-04-04
  • TX RA
    APPROVED
    Since 2026-08-14
  • UT RA
    APPROVED
    Since 2017-11-03
  • ND RA
    APPROVED
    Since 2017-01-14
  • IA RA
    APPROVED
    Since 2014-08-20
  • CA RA
    APPROVED
    Since 2012-04-04

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

12339 Jones Rd, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Corona CA 07/2000 Present
Wells Fargo Advisors Llc Corona CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Corona CA 11/2016 Present
  • 07/2000 → Present
    Wells Fargo Bank Na
    Corona, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Corona, CA
  • 11/2016 → Present
    Corona, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-02
  • S66 Uniform Combined State Law Examination
    2012-04-02

View on SEC IAPD

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