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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-22
TX RA APPROVED 2024-05-21
  • NJ RA
    APPROVED
    Since 2024-05-22
  • TX RA
    APPROVED
    Since 2024-05-21

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. New York NY 08/2015 05/2024
Jpmorgan Chase Bank, N.A. Summit NJ 05/2024 Present
J.P. Morgan Securities Llc Summit NJ 05/2024 Present
  • 08/2015 → 05/2024
    Goldman Sachs & Co.
    New York, NY
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Summit, NJ
  • 05/2024 → Present
    Summit, NJ
Previous Registrations
  • 2011-05-18 → 2015-08-08
    Barclays Capital Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-27
  • S66 Uniform Combined State Law Examination
    2024-03-27
Other Names
  • Katherine Anne Freda
  • Katherine Anne Noonan

View on SEC IAPD

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