Rahul Shaikh

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-09-17
TX	RA	APPROVED	2012-09-17

CA RA
APPROVED

Since 2012-09-17
TX RA
APPROVED

Since 2012-09-17

Branch Locations

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	08/2012	Present
Bank Of America, N.A.	Palo Alto,	CA	02/2015	Present

08/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
02/2015 → Present

Bank Of America, N.A.

Palo Alto,, CA

Other Businesses

I*5108303 Entity Type: Fiduciary role Name of OBA: A. K. and S. K. Address: Kalamazoo, Michigan, 49006 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/27/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Aunt, Uncle

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-14
S63	Uniform Securities Agent State Law Examination	2009-04-06

S66 Uniform Combined State Law Examination

2012-09-14
S63 Uniform Securities Agent State Law Examination

2009-04-06

Other Names

Rahul Ahmed Shaikh
Rahul A Shaikh

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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