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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-12 |
Branch Locations
100 Pine Street Suite 2125, San Francisco, CA 94111 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Francisco | CA | 10/2013 | 12/2017 |
| Mercer Global Advisors Inc. | San Francisco | CA | 12/2024 | Present |
| Rbc Capital Markets, Llc | San Francisco | CA | 01/2018 | 12/2018 |
| Rbc Capital Markets, Llc | San Francisco | CA | 01/2019 | 07/2022 |
| Rbc Capital Markets, Llc | Greenbrae | CA | 06/2023 | 11/2024 |
| Rbc Capital Markets, Llc | San Francisco | CA | 08/2022 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-24 |
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