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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-11-08 |
| CA | RA | APPROVED | 2011-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Sun City | AZ | 11/2011 | Present |
| Bank Of America, N.A. | Sun City | AZ | 02/2012 | Present |
I*47095 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TOLSUN ENTERPRISES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2909 E. HIGHLAND, PHOENIX, ARIZONA 85016 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 38916 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC IN NAME ONLY. I HAVE NO RESPONSIBILTIES. MY FATHER, SISTER, AND I SET THIS UP FOR ESTATE PRESERVATION SHOULD SOMETHING HAPPEN TO ONE OF US.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-22 |
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