Karin Simone Wise

Current Employers

Wise Asset Management L.L.C.

Los Angeles, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wise Management & Financial Services	La Jolla	CA	10/2008	Present
Lifepro Asset Management Llc	San Diego	CA	01/2018	03/2022
Acas Llc	San Diego	CA	07/2015	12/2017
Wise Asset Management L.L.C.	Oceanside	CA	01/2022	Present

10/2008 → Present

Wise Management & Financial Services

La Jolla, CA
01/2018 → 03/2022

Lifepro Asset Management Llc

San Diego, CA
07/2015 → 12/2017

Acas Llc

San Diego, CA
01/2022 → Present

Wise Asset Management L.L.C.

Oceanside, CA

Previous Registrations

2018-01-03 → 2022-03-31

Lifepro Asset Management

San Diego, CA

La Jolla, CA
2015-07-27 → 2017-12-31

"Tate Asset Management" And "Dco Wealth Management"

La Jolla, CA

Rancho Santa Fe, CA

Other Businesses

WISE MANAGEMENT & FINANCIAL SERVICES, 1140 WALL STREET #685, LA JOLLA, CA 92038. START DATE 10/2008 I AM THE SOLE PROPRIETOR OF WISE MANAGEMENT & FINANCIAL SERVICES THROUGH WHICH I PROVIDE ADMINISTRATIVE AND CONSULTING SERVICES. I DEVOTE APPROXIMATELY 48 HOURS PER MONTH TO WISE MANAGEMENT & FINANCIAL SERVICES OF WHICH IS AFTER MARKET HOURS. THE FIRM DOES NOT PROVIDE INVESTMENT-RELATED SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-11
S63	Uniform Securities Agent State Law Examination	2011-01-18

S65 Uniform Investment Adviser Law Examination

2015-06-11
S63 Uniform Securities Agent State Law Examination

2011-01-18

Other Names

Karen Wise
Karin Simone Rael
Karin S Wise
Karin Simone Sirael
Karin Simone Wise

View on SEC IAPD