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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-14
PA RA APPROVED 2014-04-02
  • TX RA
    APPROVED_RES
    Since 2020-07-14
  • PA RA
    APPROVED
    Since 2014-04-02

Branch Locations

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Richboro, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Newton PA 11/2012 Present
  • 11/2012 → Present
    Raymond James & Associates
    Newton, PA
Previous Registrations
Other Businesses

(1) FARMER'S KEEP ADDRESS: 10 SOUTH 20TH STREET, PHILADELPHIA, PA NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: PARTNER INVESTMENT RELATED: YES START DATE: 05/15/2015 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 10 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: I AM SIMPLY AN INVESTOR IN THIS RESTAURANT. I DO NOT TAKE PLACE IN DAY TO DAY ACTIVITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19
Other Names
  • David M Kushner

View on SEC IAPD

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