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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-26 |
| KS | RA | APPROVED | 2023-08-01 |
Branch Locations
947 New Hampshire, Ste 212, Lawrence, KS 66044 • United States
1741 Ne Douglas St, Ste 100, Lee'S Summit, MO 64086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Shelton | CT | 01/2012 | 04/2022 |
| Symetra Securities, Inc. | Bellevue | WA | 04/2022 | 06/2023 |
| Symetra Life Insurance Company | Bellevue | WA | 04/2022 | 06/2023 |
| Lpl Financial Llc | Lee'S Summit | MO | 07/2023 | Present |
1) 5/2023 - Quantum Financial Solutions / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 05/08/2023 2) 02/20/2024 - No Business Name - Inv Related - Lenexa, KS - Real Estate Rental - Started: 2/12/2024 - 2 Hrs/Mo. 3) 09/03/2025- Bestmark Express- Outside/W-2 Employment - Not INV Related- Home Based- Start date 02/07/2025- 30 Hours Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-15 |
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