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Alexander Harrison Keller

Corient

Boston, MA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-18
  • MA RA
    APPROVED
    Since 2024-04-18

Branch Locations

One Post Office Square 22Nd Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Woodland Hills CA 11/2015 04/2017
New York Life Insurance Woodland Hills CA 11/2015 04/2017
Ameriprise Financial Services, Inc. Glendale CA 04/2017 03/2019
Surevest Private Wealth Los Angeles CA 03/2019 03/2023
Corient Boston MA 01/2023 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
  • 11/2015 → 04/2017
    Nylife Securities Llc
    Woodland Hills, CA
  • 11/2015 → 04/2017
    New York Life Insurance
    Woodland Hills, CA
  • 04/2017 → 03/2019
    Ameriprise Financial Services, Inc.
    Glendale, CA
  • 03/2019 → 03/2023
    Surevest Private Wealth
    Los Angeles, CA
  • 01/2023 → Present
    Corient
    Boston, MA
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 2020-01-16 → 2023-03-31
    Surevest Private Wealth
    Los Angeles, CA
    Long Beach, CA
  • 2019-03-08 → 2020-02-07
    Surevest Wealth Management
    Long Beach, CA
  • 2018-01-10 → 2019-03-01
    Ameriprise Financial Services, Llc
    Glendale, CA
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 2010-04-28
  • S65 Uniform Investment Adviser Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    2010-04-28
Designations
Other Names
  • Alex Harrison Keller

View on SEC IAPD

Other Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.
LONGWOOD MANAGEMENT LLC
ADVENT INTERNATIONAL, L.P.
NEW HERITAGE CAPITAL, LLC
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC
NEWPATH MANAGEMENT, L.P.

Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

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