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Current Employers
Dock Street Capital Management Llc

575-B Riverside Avenue, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-10-08
  • CT RA
    APPROVED
    Since 2012-10-08

Branch Locations

575-B Riverside Avenue, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dock Street Capital Management, Llc Westport CT 03/2009 Present
Cross Point Capital Llc Kingston NJ 12/2014 08/2020
Beech Hill Securities, Inc. New York NY 12/2020 Present
  • 03/2009 → Present
    Westport, CT
  • 12/2014 → 08/2020
    Cross Point Capital Llc
    Kingston, NJ
  • 12/2020 → Present
    Beech Hill Securities, Inc.
    New York, NY
Other Businesses

DOCK STREET CAPITAL LLC, 575-B RIVERSIDE AVE WESTPORT CT 06880, RIA, MANAGING PARTNER, START DATE: 02/2009. APPROX # OF HRS PER MONTH TO BUSINESS: 160, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 8. DUTIES: ASSET MANAGEMENT/LIQUIDATION SERVICES COMPENSATION: BASE & BONUS COMPENSATION INVESTMENT RELATED: YES PUBLIC COMPANY: NO TCDC, LLC, 134 POPES ISLAND ROAD MILFORD, CT 06461, RENTAL PROPERTY HOLDING COMPANY, MEMBER, START DATE: 09/2013. APPROX # OF HRS PER MONTH TO BUSINESS: 2, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0. DUTIES: RENTAL PROPERTY MANAGER COMPENSATION: RENTAL INCOME INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA RUNNER III, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER, START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA RUNNER IV, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO NARROW LANE, LLC , 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO BREEZIN, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER, START DATE: 06/2021. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO COOL BREEZE I, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2021 APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA BREEZE, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO CASWELL COVE MARINA, LLC, 275 POPES ISLAND ROAD MILFORD, CT 06461, MARINA BOARD SEAT MEMBER START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 2 APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0 DUTIES: COMPENSATION: $0: NO PUBLIC COMPANY: NO MILESTONES BEHAVIORAL SERVICES INC, 399 BOSTON POST ROAD ORANGE CT 06477, BOARD SEAT MEMBER: START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 2 APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0 DUTIES: COMPENSATION: $0: NO PUBLIC COMPANY: NO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-03
S65 Uniform Investment Adviser Law Examination 2012-10-05
  • S63 Uniform Securities Agent State Law Examination
    2015-04-03
  • S65 Uniform Investment Adviser Law Examination
    2012-10-05
Other Names
  • David E Crowle

View on SEC IAPD

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