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575-B Riverside Avenue, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dock Street Capital Management, Llc | Westport | CT | 03/2009 | Present |
| Cross Point Capital Llc | Kingston | NJ | 12/2014 | 08/2020 |
| Beech Hill Securities, Inc. | New York | NY | 12/2020 | Present |
DOCK STREET CAPITAL LLC, 575-B RIVERSIDE AVE WESTPORT CT 06880, RIA, MANAGING PARTNER, START DATE: 02/2009. APPROX # OF HRS PER MONTH TO BUSINESS: 160, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 8. DUTIES: ASSET MANAGEMENT/LIQUIDATION SERVICES COMPENSATION: BASE & BONUS COMPENSATION INVESTMENT RELATED: YES PUBLIC COMPANY: NO TCDC, LLC, 134 POPES ISLAND ROAD MILFORD, CT 06461, RENTAL PROPERTY HOLDING COMPANY, MEMBER, START DATE: 09/2013. APPROX # OF HRS PER MONTH TO BUSINESS: 2, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0. DUTIES: RENTAL PROPERTY MANAGER COMPENSATION: RENTAL INCOME INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA RUNNER III, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER, START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA RUNNER IV, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO NARROW LANE, LLC , 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO BREEZIN, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER, START DATE: 06/2021. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO COOL BREEZE I, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2021 APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA BREEZE, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO CASWELL COVE MARINA, LLC, 275 POPES ISLAND ROAD MILFORD, CT 06461, MARINA BOARD SEAT MEMBER START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 2 APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0 DUTIES: COMPENSATION: $0: NO PUBLIC COMPANY: NO MILESTONES BEHAVIORAL SERVICES INC, 399 BOSTON POST ROAD ORANGE CT 06477, BOARD SEAT MEMBER: START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 2 APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0 DUTIES: COMPENSATION: $0: NO PUBLIC COMPANY: NO
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-04-03 |
| S65 | Uniform Investment Adviser Law Examination | 2012-10-05 |
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