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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| KS | RA | APPROVED | 2025-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Anaheim | CA | 09/2014 | 07/2018 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 10/2018 | 07/2020 |
| Unemployed | Parker | CO | 07/2020 | 12/2020 |
| Cadaret Grant & Co., Inc. | Syracuse | NY | 12/2020 | 07/2025 |
| Lpl Financial | Fort Mill | SC | 07/2025 | Present |
1) 07/24/2025 - Laura Berg Creative, LLC - Not Investment Related - Business Owner - Start Date : 01-JUN-20 - 20 Hrs/Mth - 0 Hrs During Trading. 2) 07/24/2025 - SLR Nelson LLC - Not Investment Related - Business Owner - Start Date:01-JUN-18 - 1 Hrs/Mth - 0 Hrs During Trading. 3) 07/24/2025 - Berg Rentals, LLC - Not Investment Related - Business Owner - Start Date:01-JUN-18 - 1 Hrs/Mth - 0 Hrs During Trading. 4) 07/24/2025 - SLR Nelson LLC - Not Investment Related - Real Estate Rental - Start Date:01-JAN-18 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-16 |
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