Michael E Tracz

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-02

NY RA
APPROVED

Since 2021-08-02

Branch Locations

1425 Jefferson Road, Rochester, NY 14623 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25

NY RA
APPROVED

Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

1425 Jefferson Road, Rochester, NY 14623 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	11/2013	01/2017
Legend Advisory Corporation	Palm Beach Gardens	FL	01/2014	09/2019
Lincoln Investment	Rochester	NY	01/2017	Present

11/2013 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2014 → 09/2019

Legend Advisory Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Rochester, NY

Other Businesses

UNITED HEALTHCARE POSITION: Independent Career Agent NATURE: Medicare Plans INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2014 ADDRESS: 9800 Health Care Lane, Minnetonka MN 55343 DESCRIPTION: Selling Medicare Advantage, Medicare Supplement and Medicare Part D plans EXCELLUS POSITION: Independent Sales Agent NATURE: Medicare INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: 165 Court St, Rochester NY 14647, United States DESCRIPTION: Selling Medicare Advantage AETNA POSITION: Independent Sales Agent NATURE: Medicare Plans INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: PO Box 14088, Lexington KY 40512, United States DESCRIPTION: Selling Medicare Advantage and Prescription Drug Plans NY MEDICARE SPECIALISTS POSITION: Independent Sales Representative NATURE: Medicare INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2018 ADDRESS: 1425 Jefferson Rd, Rochester NY 14623, United States DESCRIPTION: Selling Medicare Advantage, Medicare Supplement and Medicare Part D plans

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-12-01

S63 Uniform Securities Agent State Law Examination

2009-12-01

Other Names

Michael Edward Tracz

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