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Lisa Marie Bosco

Ameriprise Financial Services, LLC

Sarasota, FL

Sarasota, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-10
  • FL RA
    APPROVED
    Since 2018-09-10

Branch Locations

Sarasota, FL • United States

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sarasota FL 07/2012 03/2020
Ameriprise Financial Services, Llc Sarasota FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-26
S63 Uniform Securities Agent State Law Examination 2006-05-19
  • S65 Uniform Investment Adviser Law Examination
    2006-07-26
  • S63 Uniform Securities Agent State Law Examination
    2006-05-19
Other Names
  • Lisa Marie Finkel

View on SEC IAPD

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