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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-11 |
| NY | RA | APPROVED | 2021-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Rochester | NY | 12/2014 | 11/2017 |
| M&T Securities, Inc. | Rochester | NY | 12/2014 | 11/2017 |
| Tiaa | Rochester | NY | 12/2017 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Rochester | NY | 12/2017 | 11/2020 |
| Unemployed | Spencerport | NY | 11/2020 | 01/2021 |
| The Canandaigua Ntl Bnk & Trst | Pittsford | NY | 01/2021 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2021 | Present |
| Cetera Investment Advisers Llc | Pittsford | NY | 01/2021 | Present |
1) OGDEN BEARS FOOTBALL, EQUIPMENT MANAGER/BOARD MEMBER/YOUTH FOOTBALL COAH 2) RELATIONSHIP MANAGER AT CANANDAIGUA NATIONAL BANK & TRUST, ACT AS A RELATIONSHIP MANAGER TO CLIENTS OF CANANDAIGUA NATIONAL BANK WEALTH MANAGEMENT, PROVIDE PLANNING AND RELATIONSHIP DEVELOPMENT, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-05 |
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