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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | New Orleans | LA | 01/2010 | 05/2018 |
| Jpmorgan Chase Bank | New Orleans | LA | 01/2010 | 05/2018 |
| Hancock Whitney Bank | Mandeville | LA | 05/2018 | Present |
| Hancock Whitney Investment Services, Inc. | Mandeville | LA | 05/2018 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Covington | LA | 08/2022 | Present |
1. PRIVATE BANKER AT HANCOCK WHITNEY; VIE A LA PLAGE LLC, CONDO RENTAL, 50% OWNER; BOARD OF DIRECTORS FOR FORE KIDS FOUNDATION, 2/HRS/WK 2. BOARD MEMBER FOR BOGUE FALAYA TOWERS CONDOMINIUM, HOME OWNER'S ASSOCIATION, ALONG WITH 4 OTHER BOARD MEMBERS, MAKE DECISIONS REGARDING THE BUDGET, DUES AND MAINTENANCE OF BOGUE FALAYA TOWERS (PRIMARY RESIDENCE), 1/HR/WK 3. SUCCESSOR TRUSTEE ON ELIZABETH COLEMAN'S (SISTER) REVOCABLE TRUST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-17 |
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