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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

1404 Greengate Drive, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. New Orleans LA 01/2010 05/2018
Jpmorgan Chase Bank New Orleans LA 01/2010 05/2018
Hancock Whitney Bank Mandeville LA 05/2018 Present
Hancock Whitney Investment Services, Inc. Mandeville LA 05/2018 08/2022
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Covington LA 08/2022 Present
  • 01/2010 → 05/2018
    J.P. Morgan Securities Inc.
    New Orleans, LA
  • 01/2010 → 05/2018
    Jpmorgan Chase Bank
    New Orleans, LA
  • 05/2018 → Present
    Hancock Whitney Bank
    Mandeville, LA
  • 05/2018 → 08/2022
    Mandeville, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → Present
    Covington, LA
Previous Registrations
Other Businesses

1. PRIVATE BANKER AT HANCOCK WHITNEY; VIE A LA PLAGE LLC, CONDO RENTAL, 50% OWNER; BOARD OF DIRECTORS FOR FORE KIDS FOUNDATION, 2/HRS/WK 2. BOARD MEMBER FOR BOGUE FALAYA TOWERS CONDOMINIUM, HOME OWNER'S ASSOCIATION, ALONG WITH 4 OTHER BOARD MEMBERS, MAKE DECISIONS REGARDING THE BUDGET, DUES AND MAINTENANCE OF BOGUE FALAYA TOWERS (PRIMARY RESIDENCE), 1/HR/WK 3. SUCCESSOR TRUSTEE ON ELIZABETH COLEMAN'S (SISTER) REVOCABLE TRUST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-17
  • S66 Uniform Combined State Law Examination
    2009-02-17
Other Names
  • Peggy Murphy
  • Peggy Adele Coleman
  • Margaret Adele Coleman
  • Margaret Coleman Murphy

View on SEC IAPD

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