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Nicholas H Kukawski

Charles Schwab & Co., Inc.

Northbrook, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-16
  • IL RA
    APPROVED
    Since 2022-06-16

Branch Locations

445 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Island Lake IL 08/2014 05/2017
Fifth Third Securities Island Lake IL 04/2016 05/2017
Bmo Harris Bank Winnetka IL 06/2017 12/2018
Citigroup Vernon Hills IL 12/2018 04/2022
Td Ameritrade Northbrook IL 04/2022 06/2024
Charles Schwab & Co., Inc. Northbrook IL 06/2022 Present
Charles Schwab Bank, Ssb Northbrook IL 10/2022 Present
Td Ameritrade Investment Management, Llc Northbrook IL 04/2022 06/2024
  • 08/2014 → 05/2017
    Fifth Third Bank
    Island Lake, IL
  • 04/2016 → 05/2017
    Fifth Third Securities
    Island Lake, IL
  • 06/2017 → 12/2018
    Bmo Harris Bank
    Winnetka, IL
  • 12/2018 → 04/2022
    Citigroup
    Vernon Hills, IL
  • 04/2022 → 06/2024
    Td Ameritrade
    Northbrook, IL
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Northbrook, IL
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    Northbrook, IL
  • 04/2022 → 06/2024
    Td Ameritrade Investment Management, Llc
    Northbrook, IL
Previous Registrations
  • 2022-04-14 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Northbrook, IL
  • 2022-04-14 → 2022-10-14
    Td Ameritrade, Inc.
    Northbrook, IL
  • 2020-05-28 → 2022-04-06
    Citigroup Global Markets Inc.
    Vernon Hills, IL
    Chicago, IL
    Buffalo Grove, IL
    Miami, FL
    Schaumburg, IL
    Glenview, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-28
S63 Uniform Securities Agent State Law Examination 2008-08-13
  • S65 Uniform Investment Adviser Law Examination
    2020-05-28
  • S63 Uniform Securities Agent State Law Examination
    2008-08-13
Other Names
  • Nicholas H Kukawski
  • Nicholas Kukawski
  • Nick Kukawski

View on SEC IAPD

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