Best Investors Account Sign in

Daniel Diaz Torroba

Morgan Stanley

Miami, FL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
FL RA APPROVED 2025-03-10
  • TX RA
    APPROVED
    Since 2026-03-27
  • FL RA
    APPROVED
    Since 2025-03-10

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Miami FL 12/2015 03/2025
Morgan Stanley Smith Barney Llc Miami FL 03/2025 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2025 Present
  • 12/2015 → 03/2025
    Miami, FL
  • 03/2025 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 05/2025 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2015-12-14 → 2025-03-18
    Miami, FL
  • 2014-09-24 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2009-06-11 → 2010-01-27
    Miami, FL
  • 2007-06-12 → 2009-01-22
    Ubs International Inc.
    New York, NY
  • 2007-04-20 → 2007-05-24
    Citicorp Investment Services
    New York, NY
Other Businesses

(1) Gafitas LLC / Key Biscayne, FL / Non-Investment Related / Partnership / Real Estate / Ownership of a property in a different state and some rentals / Active Partner as an owner of the property / Start 0-October-2017 / Beaver Creek, Avon, CO / Its an LLC created to hold a real estate property. (2) Gafitas 12 S.L. / Madrid, Spain / Company; Real Estate / Hold private real estate / Proprietor/Owner / negotiate purchase and sale of property / Start 05-May-2023.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-23
S63 Uniform Securities Agent State Law Examination 2006-03-30
  • S65 Uniform Investment Adviser Law Examination
    2014-09-23
  • S63 Uniform Securities Agent State Law Examination
    2006-03-30
Other Names
  • Daniel Diaz
  • Dani Diaz
  • Daniel Diaz Torroba

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor