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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-08
  • MI RA
    APPROVED
    Since 2024-05-08

Branch Locations

Ishpeming, MI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marquette MI 08/2018 03/2020
Goldman Sachs Jersey City NJ 06/2008 07/2018
Ameriprise Financial Services, Llc Marquette MI 03/2020 04/2024
Empower Financial Services, Inc. Ishpeming MI 04/2024 Present
Empower Advisory Group, Llc Ishpeming MI 04/2024 Present
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Marquette, MI
  • 06/2008 → 07/2018
    Goldman Sachs
    Jersey City, NJ
  • 03/2020 → 04/2024
    Marquette, MI
  • 04/2024 → Present
    Empower Financial Services, Inc.
    Ishpeming, MI
  • 04/2024 → Present
    Ishpeming, MI
Previous Registrations
Other Businesses

Cedar Street Real Estate, LLC; Investment-Related; PO Box 182, Marquette, MI, 49855; Real Estate Ownership; Owner; 07/09/2022; 10 to 19 hours per month; 0 during trading hours; Own and manage real estate property located at 129 S Cedar St, Manistique, MI 49854 / Casa Baraga MQT, LLC; Investment-Related; PO Box 182, Marquette, MI, 49855; Real Estate Ownership; Owner; 07/24/2023; 1 to 9 hours per month; 0 during trading hours; Own and manage real estate property located at 111 E Baraga Ave, Marquette, MI 49855 / Community Foundation of Marquette County; Not Investment-Related; 228 W Washington St, Ste 6, Marquette, MI, 49855; Community Organization; Volunteer for the Finance Committee; 04/20/2022; 1 to 9 during trading hours; 1 to 9 hours per month; Attend and participate in quarterly Finance Committee meetings / University of Michigan Alumni Club of the Upper Peninsula; Not Investment-Related; 832 N Main St, Ishpeming, MI 49849; Local Alumni Club; Treasurer; 04/03/2023; 1 to 9 hours per month; 0 during trading hours; Serve as Treasurer and participate in volunteer activities for local alumni / Kristina Behrens Photography; Not Investment-Related; 832 N Main St, Ishpeming, MI 49849; Artwork/photography sales; Artist/Owner; 07/12/2019; 10 to 19 hours per month; 0 during trading hours; Ad hoc sales of my own photography (travel and nature themed), including at art fairs, gallery consignment, and special events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-08
  • S66 Uniform Combined State Law Examination
    2018-12-08

View on SEC IAPD

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