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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-05-08 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Marquette | MI | 08/2018 | 03/2020 |
| Goldman Sachs | Jersey City | NJ | 06/2008 | 07/2018 |
| Ameriprise Financial Services, Llc | Marquette | MI | 03/2020 | 04/2024 |
| Empower Financial Services, Inc. | Ishpeming | MI | 04/2024 | Present |
| Empower Advisory Group, Llc | Ishpeming | MI | 04/2024 | Present |
Cedar Street Real Estate, LLC; Investment-Related; PO Box 182, Marquette, MI, 49855; Real Estate Ownership; Owner; 07/09/2022; 10 to 19 hours per month; 0 during trading hours; Own and manage real estate property located at 129 S Cedar St, Manistique, MI 49854 / Casa Baraga MQT, LLC; Investment-Related; PO Box 182, Marquette, MI, 49855; Real Estate Ownership; Owner; 07/24/2023; 1 to 9 hours per month; 0 during trading hours; Own and manage real estate property located at 111 E Baraga Ave, Marquette, MI 49855 / Community Foundation of Marquette County; Not Investment-Related; 228 W Washington St, Ste 6, Marquette, MI, 49855; Community Organization; Volunteer for the Finance Committee; 04/20/2022; 1 to 9 during trading hours; 1 to 9 hours per month; Attend and participate in quarterly Finance Committee meetings / University of Michigan Alumni Club of the Upper Peninsula; Not Investment-Related; 832 N Main St, Ishpeming, MI 49849; Local Alumni Club; Treasurer; 04/03/2023; 1 to 9 hours per month; 0 during trading hours; Serve as Treasurer and participate in volunteer activities for local alumni / Kristina Behrens Photography; Not Investment-Related; 832 N Main St, Ishpeming, MI 49849; Artwork/photography sales; Artist/Owner; 07/12/2019; 10 to 19 hours per month; 0 during trading hours; Ad hoc sales of my own photography (travel and nature themed), including at art fairs, gallery consignment, and special events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-08 |
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