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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2023-01-24

Branch Locations

San Antonio, TX • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation San Antonio TX 07/2008 12/2022
Principal Life Insurance San Antonio TX 01/2023 Present
Principal Securities Des Moines IA 01/2023 Present
  • 07/2008 → 12/2022
    Lincoln Financial Securities Corporation
    San Antonio, TX
  • 01/2023 → Present
    Principal Life Insurance
    San Antonio, TX
  • 01/2023 → Present
    Principal Securities
    Des Moines, IA
Previous Registrations
  • 2012-08-01 → 2023-01-03
    Osaic Fs, Inc.
    San Antonio, TX
Other Businesses

CRAVINGFUL LLC POSITION: Online/In Person Marketplaces NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 3115 Howling Wolf, San Antonio TX 78261, United States DESCRIPTION: Family account selling clothing, household goods etc. through online/in person marketplaces such as eBay and Depop/Antique Malls/Markets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-26
  • S66 Uniform Combined State Law Examination
    2012-03-26
Other Names
  • Sunny Fischer
  • Sunday Rachelle Fischer
  • Sunday Fischer

View on SEC IAPD

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