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Juliana Rae Pearson Thomas

Principal Asset Management

Des Moines, IA

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-01-20
  • IA RA
    APPROVED
    Since 2017-01-20

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor Des Moines IA 12/2015 Present
Principal Asset Management Des Moines IA 01/2017 Present
Previous Registrations
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-17
  • S66 Uniform Combined State Law Examination
    2014-02-17
Other Names
  • Juliana Rae Pearson
  • Juliana Rae Bareis
  • Juliana Rae Thomas

View on SEC IAPD

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