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Tempest Marie Williams

The Tempest Financial Group Pllc

Fort Worth, TX

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Current Employers
The Tempest Financial Group Pllc

Fort Worth, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-29
  • TX RA
    APPROVED
    Since 2021-06-29

Branch Locations

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Storm Catering & Smoked Meats Arlington TX 10/2013 Present
Eagle Strategies Llc Fort Worth TX 10/2016 03/2019
The Tempest Financial Group Pllc Fort Worth TX 03/2019 Present
Previous Registrations
  • 2017-01-04 → 2019-03-14
    Fort Worth, TX
    Fort Worth, TX
  • 2013-12-05 → 2014-08-07
    Usaa Financial Planning Services
    Addison, TX
Other Businesses

[STORM CATERING & SMOKED MEATS; CATERING COMPANY THAT SPECIALIZES IN SMOKED MEATS.; PO BOX 8645, FORT WORTH, TX 76124; START DATE: 10/01/2013; ROLE/TITLE: OWNER/GENERAL MANAGER; RECEIVE COMPENSATION THROUGH THE SALE OF FOOD AND SERVICES (I.E. CATERING EVENTS); NOT INVESTMENT RELATED; 40 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 777 Main Street Suite 3800, Fort Worth, TX, 76102; Start Date 04/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [Paul Laurence Dunbar Alumni Association; We assist my Alma Mater, Paul Laurence Dunbar, and feeder schools with whatever needs the Principal deems necessary for the success of the school; 5700 Ramey Ave. Fort Worth, TX 76112; Start Date 06/2018; Role/Title: Officer; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-01
S63 Uniform Securities Agent State Law Examination 2008-12-10
  • S65 Uniform Investment Adviser Law Examination
    2013-12-01
  • S63 Uniform Securities Agent State Law Examination
    2008-12-10

View on SEC IAPD

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