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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-23
CA RA APPROVED 2024-03-08
  • TX RA
    APPROVED_RES
    Since 2024-03-23
  • CA RA
    APPROVED
    Since 2024-03-08

Branch Locations

Los Angeles, CA • United States

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 12/2015 10/2023
First Republic Investment Management, Inc. Los Angeles CA 12/2015 Present
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
  • 12/2015 → 10/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 12/2015 → Present
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 09/2023 → Present
    Los Angeles, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
  • 2015-12-09 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
    San Francisco, CA
  • 2014-05-29 → 2015-12-28
    Credit Suisse Securities (Usa) Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-28
  • S66 Uniform Combined State Law Examination
    2014-05-28
Other Names
  • Jackie Lazerus

View on SEC IAPD

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