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Billy R Obregon

Vontobel Swiss Financial Advisers

Zurich

New York, NY

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Current Employers
Vontobel Swiss Financial Advisers

Spluegenstrasse 5, Zurich 8022 • Switzerland

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-07
  • NY RA
    APPROVED
    Since 2025-11-07

Branch Locations

Spluegenstrasse 5, Zurich 8022 • Switzerland

66 Hudson Boulevard 34Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rreef Management- Affiliate Of Dws Investments Distributors, Inc New York NY 01/2014 04/2017
Deutsche Bank Securities Inc. New York NY 04/2017 08/2021
Deutsche Bank Trust Company Americas New York NY 09/2021 02/2025
Vontobel Swiss Financial Advisers Ltd. New York NY 03/2025 Present
  • 01/2014 → 04/2017
    Rreef Management- Affiliate Of Dws Investments Distributors, Inc
    New York, NY
  • 04/2017 → 08/2021
    Deutsche Bank Securities Inc.
    New York, NY
  • 09/2021 → 02/2025
    Deutsche Bank Trust Company Americas
    New York, NY
  • 03/2025 → Present
    Vontobel Swiss Financial Advisers Ltd.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-03
S63 Uniform Securities Agent State Law Examination 2015-01-08
  • S65 Uniform Investment Adviser Law Examination
    2021-08-03
  • S63 Uniform Securities Agent State Law Examination
    2015-01-08

View on SEC IAPD

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