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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-01-07
ID RA APPROVED 2020-09-10
TX RA APPROVED 2020-09-10
  • SC RA
    APPROVED
    Since 2021-01-07
  • ID RA
    APPROVED
    Since 2020-09-10
  • TX RA
    APPROVED
    Since 2020-09-10

Branch Locations

409 S Jackson, Moscow, ID 83843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Moscow ID 05/2016 Present
Thrivent Financial Appleton WI 09/2016 11/2016
Thrivent Financial Appleton WI 11/2016 Present
  • 05/2016 → Present
    Moscow, ID
  • 09/2016 → 11/2016
    Thrivent Financial
    Appleton, WI
  • 11/2016 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

GREENFIELD GIVING POSITION: Board Member NATURE: THE PURPOSE OF ORGANIZATION INCLUDES, BUT IS NOT LIMITED TO: HELPING THOSE IN NEED BYSUPPORTING GOOD WORKS WORLDWIDE. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2023 ADDRESS: 522 W Riverside Ave Ste N, Spokane WA 99201, United States DESCRIPTION: Helping set policy, support, and vision for the organization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
S63 Uniform Securities Agent State Law Examination 2016-08-11
  • S66 Uniform Combined State Law Examination
    2020-09-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-11
Other Names
  • Smith Dean Dan

View on SEC IAPD

Other Firms

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