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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-06-18 |
| CA | RA | APPROVED | 2025-06-16 |
Branch Locations
Grand Rapids, MI • United States
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | San Jose | CA | 03/2010 | 03/2019 |
| The Prudential Insurance Company Of America | San Jose | CA | 03/2010 | 03/2019 |
| Lpl Financial Llc | San Diego | CA | 03/2019 | 12/2023 |
| Lpl Enterprise Llc | San Jose | CA | 06/2025 | Present |
| Unemployed | Grand Rapids | MI | 12/2023 | 06/2025 |
1) 06/03/2025-Lindsay Raap-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Grand Rapids, MI-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading 2) 06/03/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-27 |
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