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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-07 |
| TN | RA | APPROVED | 2012-01-17 |
Branch Locations
10 Cadillac Dr Suite 300, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Brentwood | TN | 06/2008 | Present |
| Mml Investors Services, Llc | Brentwood | TN | 08/2008 | Present |
(1) NAME: AAFS, LLC INV REL: Y ADDR: 10 CADILLAC DRIVE SUITE 300 BRENTWOOD TN 37027 NATURE: LLC FOR ANDY FAUGHT AND I TO PAY OUT EXPENSES FOR OUR PRACTICE POSITION: SALES/OWNERSHIP/AGENT START: 05/01/2019 NO/HRS: 40 NO/HRS DUR TRADING: 40. (2) NAME: ABIGAIL S. SPAULDING, INV REL: Y ADDR: 10 CADILLAC DR ,STE 300, BRENTWOOD TN 37027, NATURE: OUTSIDE INSURANCE, POSITION: SALES, START: 05/05/2022, NO HR/MO: 1 NO HR/MO DUR TRADING:1, DUTIES:LIFE, DISABILITY, LONG-TERM CARE & FIXED ANNUITIES. (3) NAME: SMJA, LLC INV REL: Y ADD: 10 CADILLAC DRIVE STE 300 BRENTWOOD TN 37027 NATURE: ADVISORY FEE INCOME POSITION: OWNER START DATE: 1/1/23 HO HRS/MO: 80 NO HRS/MO DUR TRADING: 5 DUTIES: NO OBLIGATIONS, DUTIES ARE TO RECEIVE INCOME FROM ADVISORY FEE NOT CLIENT FACING. (4) NAME: 5 BELLS, LLC INV REL: Y ADD: RESIDENTIAL NATURE: COMMERCIAL RENTAL INCOME POSITION: OWNER START DATE: 3/1/2023 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGE 5 PROPERTIES. (5) NAME: MASS LLC INV REL: Y ADD: 10 CADILLAC DRIVE, SUITE 390 BRENTWOOD, TN 37027 NATURE: ENTITY TO RECEIVE ADVISORY COMPENSATION TO FUND BUSINESS EXPENSES POSITION: MANAGING MEMBER START DATE: 01/01/2026 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 30 DUTIES: ALL IN NORMAL ADVISORY BUSINESS. (6) NAME: FAM LLC INV REL: Y ADD: 1728 GLEN ECHO RD., NASHVILLE TN, 37215 NATURE: BOOKKEEPING AND BILL PAY SERVICES POSITION: BOARD MEMBER START DATE: 03/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: HELPING THE ENTITY DETERMINE SCOPE OF THE WORK FOR THE CLIENT WITH OUR KNOWLEDGE OF HIGH-NET-WORTH CLIENT NEEDS AND EXPECTATIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-12 |
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