Timothy Mark Bauer

Current Employers

Evergreen Financial Group

Billings, MT • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-04-09
WY	RA	APPROVED	2025-03-10
MT	RA	APPROVED	2021-02-17

UT RA
APPROVED

Since 2025-04-09
WY RA
APPROVED

Since 2025-03-10
MT RA
APPROVED

Since 2021-02-17

Branch Locations

Billings, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Billings	MT	10/2018	12/2020
Td Ameritrade	Billings	MT	02/2018	11/2018
Scottrade	Billings	MT	05/2014	02/2018
Evergreen Financial Group Llc	Billings	MT	01/2021	Present

10/2018 → 12/2020

Td Ameritrade

Billings, MT
02/2018 → 11/2018

Td Ameritrade

Billings, MT
05/2014 → 02/2018

Scottrade

Billings, MT
01/2021 → Present

Evergreen Financial Group Llc

Billings, MT

Previous Registrations

2018-02-28 → 2021-01-08

Td Ameritrade, Inc.

Billings, MT
2018-02-26 → 2020-12-31

Td Ameritrade Investment Management, Llc

Omaha, NE

Billings, MT
2017-02-07 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO

Other Businesses

Timothy Bauer is the Owner/Managing Member at Journey Investments, a rental property management and tenant relations company. This activity accounts for less than 10% of his time.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-06
S63	Uniform Securities Agent State Law Examination	2011-10-13

S66 Uniform Combined State Law Examination

2017-02-06
S63 Uniform Securities Agent State Law Examination

2011-10-13

Designations

Other Names

Tim Mark Bauer
Tim Bauer
T Bauer

View on SEC IAPD