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Allen Chuckman Lee

Charles Schwab & Co., Inc.

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2012-12-13
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2012-12-13

Branch Locations

3478 California St Suite 100, San Francisco, CA 94118-1837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 11/2012 Present
Charles Schwab Bank San Francisco CA 11/2012 Present
Previous Registrations
  • 2007-07-24 → 2012-11-20
    Td Ameritrade, Inc.
    San Francisco, CA
  • 2007-07-24 → 2012-11-20
    Td Ameritrade Investment Management, Llc
    San Francisco, CA
  • 2007-02-07 → 2007-07-18
    Msi Financial Services, Inc.
    Walnut Creek, CA
  • 2006-07-03 → 2006-09-22
    Ameriprise Financial Services, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-01
  • S66 Uniform Combined State Law Examination
    2006-07-01

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
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