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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-18
WA RA APPROVED 2023-05-18
  • CA RA
    APPROVED
    Since 2023-05-18
  • WA RA
    APPROVED
    Since 2023-05-18

Branch Locations

11150 West Olympic Blvd Suite 1180, Los Angeles, CA 90064 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Inc. Santa Monica CA 08/2016 08/2019
Westmount Asset Management, Llc Los Angeles CA 08/2019 04/2023
Empirical Wealth Management Los Angeles CA 05/2023 Present
  • 08/2016 → 08/2019
    Dimensional Fund Advisors Inc.
    Santa Monica, CA
  • 08/2019 → 04/2023
    Westmount Asset Management, Llc
    Los Angeles, CA
  • 05/2023 → Present
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-02-24
S66 Uniform Combined State Law Examination 2008-12-22
  • S63 Uniform Securities Agent State Law Examination
    2017-02-24
  • S66 Uniform Combined State Law Examination
    2008-12-22
Designations

View on SEC IAPD

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