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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-18 |
| WA | RA | APPROVED | 2023-05-18 |
Branch Locations
11150 West Olympic Blvd Suite 1180, Los Angeles, CA 90064 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dimensional Fund Advisors Inc. | Santa Monica | CA | 08/2016 | 08/2019 |
| Westmount Asset Management, Llc | Los Angeles | CA | 08/2019 | 04/2023 |
| Empirical Wealth Management | Los Angeles | CA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-24 |
| S66 | Uniform Combined State Law Examination | 2008-12-22 |
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