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9380 Station Street, Suite 535, Lone Tree, CO 80124 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-26 |
| CO | RA | APPROVED | 2022-11-28 |
Branch Locations
9380 Station Street, Suite 535, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 10/2014 | 08/2022 |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2015 | 08/2022 |
| Tier One Wealth Management | Lone Tree | CO | 08/2022 | Present |
1. Tier One Tax, LLC, Lone Tree, CO. Provide general technology and marketing support. Start date: 2/1/17, approx. 10 hrs/mo., none during market hours. 2. Fair Share Planning, LLC; Lone Tree, Co. President. Start date: 11/2/2023. approx. 20 hrs/month., 0 hrs/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-14 |
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