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Joshua Michael Cohen

Fqi Capital Management LLC

Highland Village, TX

Dallas, TX

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Current Employers
Fqi Capital Management Llc

Highland Village, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-13
  • TX RA
    APPROVED
    Since 2020-04-13

Branch Locations

Highland Village, TX • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 09/2016
Mcelhenny Sheffield Capital Management, Llc Dallas TX 06/2017 09/2019
Ackerman Capital Partners Dallas TX 09/2016 06/2017
Active Alts Inc. Westport CT 10/2019 04/2020
Fqi Capital Management Llc Dallas TX 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-02-18
S65 Uniform Investment Adviser Law Examination 2008-06-14
  • S63 Uniform Securities Agent State Law Examination
    2016-02-18
  • S65 Uniform Investment Adviser Law Examination
    2008-06-14

View on SEC IAPD

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