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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-03-20 |
| NY | RA | APPROVED | 2025-02-10 |
Branch Locations
30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambium Group | Rye Brook | NY | 07/2009 | 01/2025 |
| Guardian Life Insurance Co | Rye Brook | NY | 09/2009 | 12/2024 |
| Park Avenue Securities Llc | Rye Brook | NY | 08/2009 | 12/2024 |
| Mml Investors Services, Llc | Caramel | NY | 02/2025 | Present |
| Massmutual Life Insurance Co | Caramel | NY | 01/2025 | Present |
NAME: RHEI PRIVATE CLIENT GROUP INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FINANCIAL PLANNING, INVESTMENT MANAGEMENT AND INSURANCE POSITION: MANAGING PARTNER START DATE: 01/15/2025 NO. HR/MO: 11 NO. HR/MO DURING SEC TRADING: 11 DESCRIBE DUTIES: FINANCIAL PLANNING, INVESTMENT MANAGEMENT AND INSURANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-06 |
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