Roland James Prestenback

Current Employers

Employment History

• 08/2010 → Present
  Lpl Financial Llc
  New Orleans, LA
• 02/2017 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, LA

Other Businesses

1. 3/9/2017 - GWM Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 60 Hours Per Month During Securities Trading. 2. 10/19/2017 - GWM Advisors, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/21/2017 - 120 Hours Per Month During Securities Trading. 3. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/01/2017 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 03/2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/09/2024 - Prestenback Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/22/2024 - 120 hours per month/ 6 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-02-23

Designations

Other Names

• Roland J Prestenback
• Roland J Prestenback