Inactive

Mark Douglas Barker

Legion Capital Management, LLC

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Current Employers

Legion Capital Management, Llc

San Diego, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-08-20

CA RA
APPROVED

Since 2008-08-20

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	San Diego	CA	09/1997	Present

09/1997 → Present

Self Employed

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-24

S65 Uniform Investment Adviser Law Examination

2008-04-24

View on SEC IAPD

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