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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-10-23 |
Branch Locations
12172 Highway 92, Woodstock, GA 30188 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
12416 Cumming Hwy, Canton, GA 30115 • United States
3601 Sandy Plains Rd, Marietta, GA 30066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Canton | GA | 10/2013 | Present |
| Wells Fargo Advisors, Llc. | Canton | GA | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Canton | GA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-04 |
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